sääntelyauditointi
Sääntelyauditointi, or regulatory audit, is a systematic assessment of an organization’s compliance with applicable laws, regulations, and standards. The audit examines policies, procedures, and controls that govern operations in regulated sectors such as finance, healthcare, environmental protection, and food safety. Companies undertake sääntelyauditointi to demonstrate accountability to regulators, identify gaps in compliance, and mitigate legal or financial risks.
The audit process typically begins with a scoping phase that defines the regulatory framework and the specific
Findings from a regulatory audit are compiled in a report that outlines strengths, weaknesses, and actionable
Regulatory audits are commonly required by national authorities such as the Finnish Financial Supervisory Authority (FIN-FSA)
[1] Finnish Financial Supervisory Authority – Guidelines for Regulatory Audits
[2] European Medicines Agency – Audit Manual for Pharmaceutical Producers
[3] International Standards for the Professional Practice of Internal Auditing (IIA, IFAC)