SEC

**SEC**

The Securities and Exchange Commission (SEC) is a U.S. federal regulatory agency responsible for overseeing the nation's securities markets and protecting investors. Established by the Securities Exchange Act of 1934, the SEC enforces federal securities laws, ensures fair and transparent markets, and maintains investor confidence. Its mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

The SEC operates through a series of divisions and offices, including the Division of Corporation Finance, which regulates public companies and issues guidance on disclosure requirements; the Division of Trading and Markets, which oversees securities trading practices; and the Division of Enforcement, which investigates and prosecutes securities law violations. It also has regional offices across the United States to monitor market activities and provide assistance to investors.

Key functions of the SEC include registering and regulating securities exchanges and brokers, enforcing rules against fraud and manipulation, and conducting investigations into potential violations of securities laws. The agency also provides educational resources and tools for investors, such as the Investor.gov website, to help them make informed decisions.

The SEC’s authority extends to various sectors, including public companies, investment advisors, mutual funds, and retirement plans. It plays a crucial role in maintaining the integrity of financial markets and ensuring that investors receive accurate and timely information about the companies and securities they trade.

In addition to its regulatory duties, the SEC collaborates with international organizations to address cross-border securities issues and promotes global market standards. Its work aims to foster a fair, transparent, and efficient financial system while protecting investors from fraudulent practices.