Arvopaperinvälittäjä

Arvopaperinvälittäjä, also known as a stockbroker or securities intermediary, is a professional or firm that facilitates the buying and selling of securities such as stocks, bonds, and other financial instruments on behalf of clients. In Finland, this term specifically refers to entities licensed and regulated by the Financial Supervisory Authority (Finanssivalvonta).

Arvopaperinvälittäjät act as intermediaries between investors and financial markets. They execute trade orders, manage investment portfolios, and provide financial advice to their clients. Their services can range from simple order execution to more complex financial planning and wealth management.

To operate, an arvopaperinvälittäjä must obtain a license and adhere to strict regulations designed to protect investors and ensure market integrity. These regulations often cover aspects like capital requirements, conduct of business, and reporting obligations. Clients typically engage with an arvopaperinvälittäjä through a brokerage account, where they deposit funds and securities.

The role of an arvopaperinvälittäjä has evolved with technology, with many offering online trading platforms that allow clients to manage their investments directly. However, traditional advisory services remain a core offering for many. The profession plays a vital role in the functioning of capital markets by providing liquidity and enabling capital formation for businesses.