kontrollpflichtig

Kontrollpflichtig is an adjective used in German administrative and legal language to describe a person, organization, activity, or item that is subject to mandatory control, inspection, or monitoring by a supervisory authority or by internal compliance mechanisms. Being kontrollpflichtig does not imply a determination of wrongdoing; it indicates that specific checks or reporting requirements apply.

In practice, the term appears in contexts such as financial regulation, environmental and occupational safety, data protection, and product compliance. For example, financial institutions or certain types of financial transactions may be described as kontrollpflichtig due to anti-money-laundering controls or capital adequacy oversight. Environmental authorities may declare facilities handling hazardous substances as kontrollpflichtig, requiring monitoring, reporting, and permit compliance. Data-handling processes may be kontrollpflichtig under data protection or information-security regimes, requiring audits or data-privacy impact assessments.

Whether something is kontrollpflichtig is typically determined by statutes, regulations, or official guidelines, often based on thresholds, risk profiles, or specific activities. The designation triggers duties such as record-keeping, reporting, periodic audits, inspections, or remedial action.

Non-compliance can lead to administrative penalties, fines, or enforcement measures, while compliance may require implementing controls, documentation, and auditor reviews.

Origin: German compound of Kontrolle (control) and -pflichtig (subject to duty). It is used primarily in German-speaking jurisdictions and sometimes in international contexts when translating regulatory language.